Plowback Ratio, Retention & Sustainable Growth Lab

Simulate corporate earnings retention (b), dividend payout tradeoffs, DuPont ROE efficiency, and Higgins Sustainable Growth Rate (SGR) across 5-year capital compounding horizons.

Strategic Presets:

Earnings & Capital Reinvestment Inputs

$ M
$ M
$ M
$ M
$ M
%
yrs

Reinvestment & Self-Financing Diagnostics

Self-Funded Growth
Plowback Ratio (Retention Rate b)
100.0%
Reinvesting $120.0M of internal earnings back into operations (0.0% dividend payout)
Sustainable Growth Rate (SGR)
25.0%
Planned Growth: 22.0% (Headroom: +3.0%)
Internal Growth Rate (IGR)
13.6%
ROA: 12.0% (Zero-Debt Capacity)
Return on Equity (ROE)
20.0%
Margin: 10.0% · Turnover: 1.20x · Lev: 1.67x
External Financing Gap (EFN)
-$14.4M
Surplus Capital Reinvested (Self-Financing)
Generating capital reinvestment and sustainable growth diagnostics...

5-Year Forward Retained Earnings Compounding Waterfall

Year Horizon Projected Sales ($M) Net Income ($M) Dividends Paid ($M) Retained Earnings ($M) Cumulative Equity ($M) Organic SGR Ceiling

Sensitivity: ROE vs. Plowback Ratio (Sustainable Growth Rate %)

Analyze how shifts in operational return on equity and dividend retention accelerate or constrain corporate growth capacity.

Sensitivity: Planned Growth vs. Plowback (External Financing EFN $M)

Evaluate annual self-financing surpluses and external capital deficit risks across growth targets.

Mathematical Architecture & Corporate Self-Financing Mechanics

Plowback, Retention, & SGR Formulas

Plowback Ratio (b) = 1 - (Dividends Paid / Net Income)
Dividend Payout Ratio (PR) = Dividends Paid / Net Income
Higgins SGR (%) = (ROE × b) / [1 - (ROE × b)]
Internal Growth Rate IGR (%) = (ROA × b) / [1 - (ROA × b)]
External Financing Needed (EFN) = [ΔSales × (Assets/Sales)] - [b × Pro-Forma Net Income]

Robert C. Higgins developed the Sustainable Growth Rate model to quantify the maximum expansion rate an enterprise can achieve without issuing dilutive external equity or stretching its leverage ratio.

DuPont 3-Way ROE Decomposition

ROE = Net Profit Margin × Total Asset Turnover × Financial Leverage
Net Profit Margin = Net Income / Revenue
Total Asset Turnover = Revenue / Total Assets
Equity Multiplier (Financial Leverage) = Total Assets / Total Equity
Capital Growth Deficit = Planned Growth Rate (%) - SGR (%)

A company can organically elevate its sustainable growth ceiling by improving net profit margins, turning assets faster, or selectively increasing earnings retention (b).

Frequently Asked Questions

What is the Plowback Ratio (Retention Rate) and how is it calculated?

The Plowback Ratio (also known as the Retention Rate or b) is the proportion of net earnings retained in the business rather than distributed to equity shareholders as cash dividends: Plowback Ratio (b) = 1 - (Cash Dividends / Net Income), or (Additions to Retained Earnings / Net Income). It indicates how aggressively management reinvests corporate profits into internal operations, working capital, and capital expenditures.

What is the mathematical connection between the Plowback Ratio and the Sustainable Growth Rate (SGR)?

The Plowback Ratio is the primary internal engine of Higgins Sustainable Growth Rate: SGR = (ROE * b) / (1 - (ROE * b)). By plowing back a higher percentage of net earnings (b), the company expands its equity base organically. This equity expansion allows the company to borrow more debt while keeping its debt-to-equity leverage constant, driving top-line revenue growth without issuing dilutive new equity shares.

What is the difference between Sustainable Growth Rate (SGR) and Internal Growth Rate (IGR)?

Internal Growth Rate (IGR) is the maximum rate a company can grow using solely internal retained earnings without taking on ANY debt or new equity: IGR = (ROA * b) / (1 - (ROA * b)). Sustainable Growth Rate (SGR) assumes the firm maintains a constant target debt-to-equity ratio by issuing proportionate debt alongside retained earnings, allowing a higher sustainable growth trajectory.

What is a good Plowback Ratio for a growing company versus a mature company?

Early-stage and high-growth technology firms typically maintain a 100% plowback ratio (0% dividend payout), reinvesting all operational cash flow into R&D, customer acquisition, and infrastructure. Mature, stable cash-cow businesses (like utilities or consumer goods) often maintain plowback ratios between 20% and 50%, returning 50% to 80% of net profits to shareholders through dividends and share repurchases.